Complete guide to the MDSAP's nonconformity grading system
The Medical Device Single Audit Program (MDSAP) is a program that allows the completion of a single medical device QMS regulatory audit that satisfies the requirements of multiple countries simultaneously.
The MDSAP is a way for medical device manufacturers to be audited once to unlock access to five different international markets: Australia, Brazil, Canada, Japan and the United States.
The program largely relies on adherence to ISO 13485:2016, as well as elements of the FDA’s QSR.
But a unique ingredient of the MDSAP is its nonconformity grading system: in an effort to make nonconformity grading more consistent, the MDSAP does away with traditional criteria such as 'significant findings', 'regular findings' and significant opportunities for improvement', and instead uses a tiered point system introduced by the GHTF.
Preparing for an MDSAP audit? Or just want some inspiration for an internal nonconformity grading system of your own, that aligns with industry practice?
Here's how it works.
The point-based nonconformity grading system
The MDSAP's grading system works in two steps:
1) By assigning points to nonconformities observed against ISO 13485 requirements using a 4-point grading matrix
2) Feeding that initial point score into a pair of escalation rules that may lift the grade even higher
Let’s explore how each step works.
Step #1: the grading matrix
The matrix divides the clauses of ISO 13485:2016 into two distinct categories:
1) Those that indirectly impact your QMS as 'administrative enablers'
2) Those that directly impact it with a direct influence on your design and manufacturing controls which, in turn, directly impacts your product's safety and performance
The matrix then adds an 'occurrence' factor designating if that nonconformity has been observed in either of your two previous QMS audits.
The logic is clear: a recurring nonconformity directly impacting your QMS is a far more serious finding than a one-off indirect nonconformity, and so receives a higher grade.
Step #2: escalation
Your initial matrix grade is then augmented as follows if additional risk factors are identified.
+1: Absence of a documented process or procedure
+1: Release of a nonconforming device
The most serious type of nonconformity finding in an MDSAP audit would therefore be a recurring nonconformity (+2), directly impacting your QMS (+2), unsupported by any documented process or procedure (+1), and which has caused the release of a nonconforming device to market (+1).
Although the maximum theoretical score is 6, scores of 5 and 6 are treated as equally serious and so the score is capped at 5.
In this particular case, a high grade is not something to be proud of!
Do you feel prepared for your upcoming medical device audit?
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